Important Legal Information
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New issues involve a high degree of risk and are not appropriate for every investor. Wedbush Securities Inc. ("WS") is not recommending or endorsing any particular offering by making it available to our customers. Your decision to invest in any offering made available on this site should be based upon your independent review and consideration of your investment objectives, risk tolerance, financial condition and liquidity needs.
Neither WS, its affiliates nor employees will advise you concerning the nature, potential, value or suitability of any particular security, portfolio of securities, transaction, investment strategy or other matter.
This site is neither an offer to sell nor a solicitation of an offer to buy any securities. The offer is by a prospectus or private placement memorandum only. This site contains a preliminary prospectus or private placement memorandum for each of the companies for which WS is currently accepting indications of interest. Preliminary prospectuses are used in connection with initial public offerings. Private placement memorandums are used in connection with privately placed securities. Preliminary Prospectuses are subject to completion or amendment. A registration statement relating to the securities described in each preliminary prospectus has been filed with the Securities and Exchange Commission. The offered securities may not be sold nor may offers to buy be accepted prior to the time that the registration statement becomes effective.
This site shall not constitute an offer to sell or the solicitation of any offer to buy securities in any state in which such offer, solicitation or sale would be unlawful under the securities laws of such state.
WS and its affiliates trade for their own account as a market maker, specialist, odd lot dealer, block positioner, arbitrageur and/or investor. Consequently, at the time of any transaction you may make, WS or its affiliates may have a position in such securities, which position my be partially or completely hedged. WS reserves the right to discontinue these activities or to increase or decrease its holdings of these securities at any time. Persons mentioned in this site may only transact business in states in which they have been properly registered or are exempt from registration.
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To enter certain areas of our site, and to conduct securities transactions through our Web site, you must register and provide information that personally identifies you ("Personal Information").
We use your Personal Information for several purposes:
To verify your credit, we may exchange certain of your Personal Information with one or more recognized credit service bureaus.
To fulfill our legal and regulatory requirements.
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To help us create Web site content most relevant to you.
To alert you to special offers, updated information and other new services from WS.
WS maintains a policy of not selling or distributing your personal or account information to any outside source.
If for any reason you believe WS has not adhered to our privacy principles, please notify us by e-mail at email@example.com, and we will use commercially reasonable efforts to promptly determine and correct the problem.
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