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Private Client Services Leadership


R. James Richards
Executive Vice President & Head of Client Services

Jim is Executive Vice President of Client Financial Services and is a member of the Wedbush Executive Management Committee. He has been with Wedbush Securities for 27 years and is currently responsible for Information Technology, Human Resources, Merger and Acquisition activity as well as management of Client Financial Services. Jim was previously the Head of Private Client Services, Clearing & Technology, and Operations. He received his Bachelor of Science degree in Business Administration from California State University, Los Angeles.

Darryl David
Senior Vice President & Division Manager

Darryl is a Senior Vice President & Division Manager of Private Client Services. Mr. David joined Wedbush Securities in September 1991 and oversees the overall growth and management of several private client offices in Washington, Alaska, Arizona, New Hampshire, Hawaii and Northern California. Prior to joining Wedbush, Mr. David was a Business Reporter and Weekend Anchor for NBC News WMAQ in Chicago, Illinois. Mr. David is a graduate of Seattle University where he earned his Bachelor of Commercial Science degree.

Roc Willis
Senior Vice President & Division Manager

Roc Willis is Senior Vice President & Division Manager of Private Client Services. An experienced leader, Roc has over three decades of experience in the securities industry. Roc joined Wedbush in early 2011 after spending 17 years managing four different offices with Morgan Stanley, and seven years managing the A.G. Edwards / Wells Fargo Advisors office in La Jolla. In this role, Roc oversees the growth and management of over ten Private Client Services offices throughout California and Oregon. Roc attended Western Washington State University. He and his wife Lisa have 4 beautiful children with 2 still at home.

 

The background of this firm and investment professionals may be found on FINRA's BrokerCheck.